Unclaimed
Daniel Irwin Aller is an investment advisor representative registered with Wells Fargo Clearing Services, LLC. Daniel has been in the industry since 2004 and holds a variety of licenses, including Series 7, Series 31, Series 63, and Series 65. Daniel has worked for Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Daniel provides financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/13/2022 - Present
Wells Fargo Clearing Services, LLC (FRESNO CA)
CA
04/07/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (REEDLEY CA)
NY
03/03/2004 - 01/26/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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