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Daniel Ira Halpin

J.w. Cole Financial, Inc.

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About Daniel Ira Halpin

Daniel Halpin is a financial professional with over 20 years of experience in the industry. Daniel is currently registered with J.w. Cole Financial, Inc. Daniel has a wide range of experience, having worked for firms in several states, including New York, Ohio, California and Illinois. Daniel holds the Series 6, Series 7, and Series 63 licenses. Daniel is licensed in 15 states.

Firm Information

Daniel Halpin is currently registered with J.w. Cole Financial, Inc.. J.w. Cole Financial, Inc. is a Corporation formed in October 2002 and is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

84

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Halpin’s Registration & Firm History

IL

04/26/2006 - Present

J.w. Cole Financial, Inc. (WILLOWBROOK IL)

CA

08/12/2005 - 04/13/2006

LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)

OH

10/08/2003 - 08/10/2005

WORLD CHOICE SECURITIES, INC. (COLUMBUS OH)

NY

02/27/2003 - 10/03/2003

MONY SECURITIES CORPORATION (NEW YORK NY)

CA

05/24/2002 - 12/18/2002

LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)

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Licenses & Designations

BC

Issued 07/29/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2004

Series 7 - General Securities Representative Examination

BC

Issued 05/23/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Ira Halpin.
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