Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Guss has been in the financial services industry since 1997. Daniel is a Registered Representative and Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel has held previous positions with UBS Financial Services Inc., Solid Isg Capital Markets, LLC, Barrington Capital Group, L.P., D. H. Blair & Co., Inc., and Financial Network Investment Corporation. Daniel has passed Series 3, 4, 6, 7, 9, 10, 24, 63, and 66 exams. Daniel is registered in 53 states and the District of Columbia. Daniel is also registered in Texas as an Investment Advisor Representative. Daniel’s current firm, Merrill Lynch, Pierce, Fenner & Smith Inc., has over 1,271,593,679,276 in assets under management and has a total of 2,911,578 accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/19/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
02/26/2001 - 06/01/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/15/2000 - 02/09/2001
SOLID ISG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/22/1998 - 10/21/1999
SOLID ISG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/17/1998 - 01/07/1999
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
NY
12/22/1997 - 04/14/1998
D. H. BLAIR & CO., INC. (NEW YORK NY)
CA
08/20/1996 - 12/31/1997
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BOTH
Issued 10/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2009
Series 4 - Registered Options Principal Examination
BC
Issued 05/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/26/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2011
Series 3 - National Commodity Futures Examination
BC
Issued 05/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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