Unclaimed
Daniel Berthiaume is a registered representative with Newmark Securities, LLC and holds the Series 99 and SIE licenses. Daniel's experience in the financial services industry spans over a decade, with prior affiliations including Mint Brokers, GFI Securities LLC, FMX Execution, LLC, BGC Financial, LP, and Cantor Fitzgerald & Co.. Daniel has a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2022 - Present
Newmark Securities, LLC (NEW YORK NY)
NY
03/24/2017 - 09/19/2022
AQUA SECURITIES L.P. (NEW YORK NY)
NY
03/24/2017 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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