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Daniel I Berthiaume

Newmark Securities, LLC

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About Daniel I Berthiaume

Daniel Berthiaume is a registered representative with Newmark Securities, LLC and holds the Series 99 and SIE licenses. Daniel's experience in the financial services industry spans over a decade, with prior affiliations including Mint Brokers, GFI Securities LLC, FMX Execution, LLC, BGC Financial, LP, and Cantor Fitzgerald & Co.. Daniel has a proven track record of success in the financial services industry.

Firm Information

Daniel Berthiaume is currently registered with Newmark Securities, LLC. Newmark Securities, LLC is a Limited Liability Company formed on April 17, 2020. The firm is registered in California, Georgia, Massachusetts, and New York and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Berthiaume’s Registration & Firm History

NY

04/01/2022 - Present

Newmark Securities, LLC (NEW YORK NY)

NY

03/24/2017 - 09/19/2022

AQUA SECURITIES L.P. (NEW YORK NY)

NY

03/24/2017 - 05/27/2020

CFWP SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel I Berthiaume. Review regulatory record here.
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