linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Daniel I Barotz

Focused Alpha, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Daniel? Claim Your Profile

About Daniel I Barotz

Daniel I. Barotz is an investment advisor representative with Focused Alpha, LLC. Daniel is a licensed insurance agent and may recommend insurance products offered by such carriers for whom he functions as an agent and receive a commission for doing so. Daniel has been in the industry since 2006 and has experience working with UBS Financial Services Inc. and Morgan Stanley Smith Barney. Daniel has a Series 7, Series 31, and SIE license.

Firm Information

Daniel Barotz is currently registered with Focused Alpha, LLC. Focused Alpha, LLC is an investment advisor based in Denver, Colorado, offering financial planning, portfolio management for individuals and businesses, and selection of other advisors. They manage over $306 million in assets for approximately 816 clients. Their services cater to both high-net-worth individuals and individuals other than high-net-worth, including state and municipal government entities. The firm has 3 licensed agents and 4 investment advisor representatives.
Focused Alpha, LLC

1401 LAWRENCE STREET

DENVER, CO 80202

$306.77M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Daniel Barotz’s Registration & Firm History

CO

03/12/2021 - Present

Focused Alpha, LLC (DENVER CO)

CO

08/26/2011 - 01/22/2021

UBS FINANCIAL SERVICES INC. (DENVER CO)

CO

06/01/2009 - 09/07/2011

MORGAN STANLEY SMITH BARNEY (CENTENNIAL CO)

CO

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (CENTENNIAL CO)

CO

02/16/2007 - 04/02/2007

MORGAN STANLEY DW INC. (CENTENNIAL CO)

CO

05/03/2006 - 02/21/2007

WACHOVIA SECURITIES, LLC (GREENWOOD VILLAGE CO)

Not sure if Daniel I Barotz is right for you?

Licenses & Designations

BOTH

Issued 09/09/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 05/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Daniel I Barotz.
Not sure if Daniel I Barotz is right for you?