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Daniel Hyun bum Soe

Arete Wealth Management, LLC

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About Daniel Hyun bum Soe

Daniel Hyun bum Soe is a financial advisor currently associated with Arete Wealth Management, LLC. Daniel has been in the financial services industry since November 17, 2004, and is licensed in 19 states. Daniel has Series 7, Series 63, and SIE licenses. Daniel's previous experience includes roles at National Securities Corporation, Financial Network Investment Corporation, and First Republic Group, LLC.

Firm Information

Daniel Soe is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Soe’s Registration & Firm History

NY

07/21/2022 - Present

Arete Wealth Management, LLC (New York NY)

NY

02/25/2010 - 07/20/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

04/25/2007 - 02/16/2010

FINANCIAL NETWORK INVESTMENT CORPORATION (NEW YORK NY)

NY

11/09/2004 - 05/29/2007

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Hyun bum Soe. Review regulatory record here.
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