Unclaimed
Daniel Hyun bum Soe is a financial advisor currently associated with Arete Wealth Management, LLC. Daniel has been in the financial services industry since November 17, 2004, and is licensed in 19 states. Daniel has Series 7, Series 63, and SIE licenses. Daniel's previous experience includes roles at National Securities Corporation, Financial Network Investment Corporation, and First Republic Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/21/2022 - Present
Arete Wealth Management, LLC (New York NY)
NY
02/25/2010 - 07/20/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
04/25/2007 - 02/16/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (NEW YORK NY)
NY
11/09/2004 - 05/29/2007
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
BC
Issued 11/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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