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Daniel Hyman Morris

Vanderbilt Advisory Services

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About Daniel Hyman Morris

Daniel Hyman Morris is an investment advisor representative at Vanderbilt Advisory Services. Daniel has been in the securities industry since 1982. Daniel holds a Series 63 license and has passed a Uniform Combined State Law Examination. Daniel is registered with FINRA and the state of Connecticut. Daniel's areas of specialization include individual investors, businesses, and charitable organizations.

Firm Information

Daniel Morris is currently registered with Vanderbilt Advisory Services. Vanderbilt Advisory Services is an investment advisory firm headquartered in Woodbury, New York. They provide financial planning, portfolio management for individuals and businesses, and have over $1 billion to $10 billion in assets under management. They serve a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans.
Vanderbilt Advisory Services

125 FROEHLICH FARM BLVD.

WOODBURY, NY 11797

$1.62B

Assets Under Management

64

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Morris’s Registration & Firm History

NY

05/07/2021 - Present

Vanderbilt Advisory Services (WOODBURY NY)

CT

12/16/2016 - 06/09/2021

WESTPORT CAPITAL MARKETS, LLC (WESTPORT CT)

CT

11/01/2011 - 12/27/2016

OPPENHEIMER & CO. INC. (STAMFORD CT)

NY

08/29/2002 - 11/18/2011

R. F. LAFFERTY & CO., INC. (NEW YORK NY)

NY

09/30/1999 - 08/27/2002

AURORA CAPITAL LLC (BRIDGEHAMPTON, NY)

NY

03/11/1998 - 08/26/1999

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

02/27/1995 - 03/15/1998

HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)

NY

10/03/1994 - 02/02/1995

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

11/04/1993 - 10/27/1994

D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)

NA

06/11/1993 - 11/11/1993

THE STAMFORD COMPANY, INC.

NJ

09/29/1987 - 08/10/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

06/17/1983 - 10/05/1987

BEAR, STEARNS & CO. INC.

NA

05/24/1982 - 06/17/1983

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BOTH

Issued 11/30/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/28/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/12/1994

Series 24 - General Securities Principal Examination

BC

Issued 03/30/1988

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1982

Series 3 - National Commodity Futures Examination

BC

Issued 05/15/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Daniel Hyman Morris. Review regulatory record here.
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