Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Hickenbottom is a financial advisor at Northwestern Mutual Investment Services, LLC. Daniel has been in the industry since 2014. Daniel is registered in Washington. Daniel has passed Series 6, Series 7, Series 63 and SIE exams. Previously, Daniel worked at PRUCO SECURITIES, LLC. and VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
08/03/2021 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
WA
01/19/2021 - 06/24/2021
PRUCO SECURITIES, LLC. (BELLEVUE WA)
AZ
09/26/2013 - 08/14/2020
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 11/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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