Unclaimed
Daniel Ruggiero is a financial professional with over 17 years of experience in the financial services industry. Daniel is currently registered with Franklin Distributors, LLC and is licensed to conduct business in all 50 states and the District of Columbia. Previously, Daniel worked at Citigroup Global Markets Inc. in Melville, New York. Daniel has a strong background in investment management and is committed to providing personalized financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/16/2007 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
12/13/2005 - 10/22/2007
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
BC
Issued 12/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Ruggiero is the right advisor for you? Invested Better is here to help.