Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Henry Rogers is a registered representative with Charles Schwab & CO., Inc., and has been in the industry since May 23, 2017. Previously, Daniel Henry Rogers was associated with TD Ameritrade, Inc. and Scottrade, Inc.. Daniel Henry Rogers is licensed to offer securities in 51 states and the District of Columbia. Daniel Henry Rogers holds the Series 63, Series 7, Series 9 and Series 10 licenses. The Charles Schwab & CO., Inc. office that Daniel Henry Rogers is affiliated with is located in St Louis, MO. Charles Schwab & CO., Inc. is a registered investment adviser that offers a variety of advisory services, including financial planning, portfolio management, and selection of other advisers. The firm has over 919,128 clients and more than $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
11/10/2023 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
02/26/2018 - 05/19/2024
TD AMERITRADE, INC. (St. Louis MO)
MO
05/24/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BC
Issued 06/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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