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Daniel Henry Foley

Wells Fargo Clearing Services, LLC

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About Daniel Henry Foley

Daniel Henry Foley has been in the financial industry since 1994. Daniel is currently a Registered Representative for Wells Fargo Clearing Services, LLC, in Anaheim, California. Daniel is active in both Broker/Dealer and Investment Advisor capacities and holds the Series 6, 7, 24, 26, 63, and 65 licenses. Daniel has previously worked for several other firms, including Advisors Asset Management, Inc., Sun Life Financial Distributors, Inc., Planco Financial Services, Inc., Salomon Smith Barney Inc., Equitable Distributors, Inc., and Pacific Mutual Distributors, Inc. Daniel's experience spans multiple aspects of the financial services industry, including investment consulting for institutional clients, financial planning, and pension consulting. Daniel specializes in working with high-net-worth individuals, corporations, and other businesses, as well as charitable organizations, pension and profit-sharing plans, and insurance companies.

Firm Information

Daniel Foley is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Foley’s Registration & Firm History

CA

11/01/2024 - Present

Wells Fargo Clearing Services, LLC (ANAHEIM CA)

CA

11/02/2011 - 06/25/2012

ADVISORS ASSET MANAGEMENT, INC. (SAN CLEMENTE CA)

MA

06/15/2004 - 11/04/2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

CT

01/22/2003 - 05/25/2004

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

NY

11/03/2000 - 06/14/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NC

03/04/1999 - 04/20/2000

EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)

CA

05/04/1995 - 10/08/1997

PACIFIC MUTUAL DISTRIBUTORS, INC. (NEWPORT BEACH CA)

CT

09/26/1989 - 10/13/1994

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 12/12/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/21/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2012

Series 24 - General Securities Principal Examination

BC

Issued 03/31/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2011

Series 7 - General Securities Representative Examination

BC

Issued 09/25/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Henry Foley. Review regulatory record here.
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