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Daniel Hartmann echegaray

SG Americas Securities, LLC

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About Daniel Hartmann echegaray

Daniel Hartmann Echegaray is a financial advisor currently registered with SG Americas Securities, LLC. Daniel has been in the securities industry since May 12, 2017. Daniel is a licensed Series 63, 7, SIE, and 79 representative. Daniel has experience working at HSBC Securities (USA) Inc. where Daniel was registered with both FINRA and the state of New York. Daniel is registered as a Broker-Dealer in every state in the United States.

Firm Information

Daniel Hartmann echegaray is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Hartmann echegaray’s Registration & Firm History

NY

10/31/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

05/09/2017 - 10/26/2023

HSBC SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/05/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2017

Series 7 - General Securities Representative Examination

BC

Issued 05/09/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Hartmann echegaray.
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