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Daniel Hart

Investment Distributors, Inc.

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About Daniel Hart

Daniel Hart is a financial professional with experience in the securities industry. Daniel is currently registered with Investment Distributors, Inc. in Kentucky. Daniel has also been registered with Concourse Financial Group Securities, Inc. in Alabama. Daniel has passed the Series 63, Series 6TO, and SIE exams. Daniel's registration began on January 3, 2022 and is active.

Firm Information

Daniel Hart is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Hart’s Registration & Firm History

KY

01/03/2022 - Present

Investment Distributors, Inc. (Covington KY)

AL

09/10/2021 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BC

Issued 11/20/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Hart.
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