Unclaimed
Daniel Hart is a financial professional with experience in the securities industry. Daniel is currently registered with Investment Distributors, Inc. in Kentucky. Daniel has also been registered with Concourse Financial Group Securities, Inc. in Alabama. Daniel has passed the Series 63, Series 6TO, and SIE exams. Daniel's registration began on January 3, 2022 and is active.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
01/03/2022 - Present
Investment Distributors, Inc. (Covington KY)
AL
09/10/2021 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
BC
Issued 11/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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