Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel McCarthy is a financial professional with over 20 years of experience in the financial services industry. Daniel has been registered with Fidelity Personal And Workplace Advisors since July 2018 and holds Series 63, 66 and 7 licenses. Daniel previously worked for Fidelity Brokerage Services LLC, AXA Distributors, LLC, Pacific Select Distributors, Inc. and Scudder Distributors, Inc.. Daniel also holds an SIE designation. Daniel's areas of focus include providing financial planning, educational seminars, and selecting other advisors to suit the needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
05/10/2022 - Present
Fidelity Personal AND Workplace Advisors (DOWNINGTOWN PA)
PA
10/20/2011 - 11/05/2015
FIDELITY BROKERAGE SERVICES LLC (KING OF PRUSSIA PA)
NC
01/27/2010 - 09/13/2011
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
CA
12/07/2004 - 02/02/2010
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
IL
02/01/2001 - 05/25/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
11/29/2000 - 12/14/2000
PROVIDENT ADVISERS, INC. (NEW YORK NY)
BOTH
Issued 11/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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