Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Harris Leavy is a financial advisor at Stifel, Nicolaus & Company, Inc. Daniel has been in the financial services industry since 1985. Daniel has experience with investment clubs, insurance companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/28/2013 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
CT
07/02/2012 - 06/28/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
CT
10/22/2008 - 01/03/2011
KNIGHT LIBERTAS LLC (GREENWICH CT)
CT
03/25/2004 - 08/19/2008
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
05/21/1998 - 01/22/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
11/13/1995 - 11/20/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/17/1995 - 08/17/1995
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
01/17/1994 - 08/03/1994
SMITH BARNEY INC. (NEW YORK NY)
NA
04/23/1990 - 01/28/1994
LEHMAN SPECIAL SECURITIES INC.
NA
01/10/1990 - 01/28/1994
LEHMAN GOVERNMENT SECURITIES INC.
NY
05/24/1984 - 01/17/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Leavy is the right advisor for you? Invested Better is here to help.
