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Daniel Harold Bradshaw

Pimco Investments LLC

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About Daniel Harold Bradshaw

Daniel Bradshaw is a financial advisor who has been active in the financial industry since 2001. Daniel Bradshaw is currently registered with Pimco Investments LLC in Austin, TX. Previously, Daniel Bradshaw was registered with Allianz Global Investors Distributors LLC, OptionsXpress, Inc., Morgan Stanley DW Inc., and E*TRADE Securities, Incorporated. Daniel Bradshaw holds Series 4, 7, 24, 31, 66, and SIE licenses. Daniel Bradshaw is registered in Florida.

Firm Information

Daniel Bradshaw is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Bradshaw’s Registration & Firm History

TX

02/14/2011 - Present

Pimco Investments LLC (Austin TX)

CA

08/20/2007 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)

IL

03/24/2004 - 07/16/2007

OPTIONSXPRESS, INC. (CHICAGO IL)

NY

05/07/2002 - 02/20/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

09/15/1999 - 03/22/2002

E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 07/29/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/20/2005

Series 24 - General Securities Principal Examination

BC

Issued 06/08/2004

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 09/14/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Harold Bradshaw.
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