Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Harmon Fink is a financial professional with over seven years of experience in the securities industry. Daniel has held various roles at different firms, including Citizens Capital Markets and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is currently registered with Citizens JMP Securities, LLC in Charlotte, NC. Daniel is also licensed in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
03/30/2018 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NY
08/13/2016 - 02/22/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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