Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Wombles is an investment advisor representative with Stifel Independent Advisors, LLC. Daniel has been in the securities industry since October 27, 1996. Daniel is registered with the state of Missouri and Texas as an Investment Advisor Representative. Daniel holds FINRA Series 63, 65, and 7 licenses and has passed the SIE exam. Daniel's previous employer was Franklin Financial Services Corporation. Daniel specializes in providing investment advisory services, financial planning services, and discretionary investment advisory services. Daniel is also the President of West County Financial Advisors, P.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/14/2020 - Present
Stifel Independent Advisors, LLC (DARDENNE PRAIRIE MO)
TX
10/28/1996 - 12/08/2000
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 01/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Wombles is the right advisor for you? Invested Better is here to help.
