Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Cote is a financial advisor registered with LPL Enterprise, LLC, a firm located in Fort Mill, South Carolina. Daniel has been in the financial industry since 1997 and has held various positions at different firms, including UBS Financial Services Inc., Morgan Stanley, Merrill Lynch, and MetLife Securities Inc. Daniel has a broad range of experience and expertise in financial planning and investment management, particularly in the areas of portfolio management for businesses and individuals, as well as providing consulting and other non-discretionary advisory services. Daniel specializes in the areas of insurance, retirement planning, education funding, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
02/03/2025 - Present
LPL Enterprise, LLC (CROFTON MD)
MD
08/13/2012 - 11/17/2020
CETERA ADVISORS LLC (ODENTON MD)
MD
12/11/2008 - 08/17/2012
UBS FINANCIAL SERVICES INC. (BALTIMORE MD)
MD
04/02/2007 - 12/15/2008
MORGAN STANLEY & CO. INCORPORATED (ANNAPOLIS MD)
MD
10/08/2004 - 04/02/2007
MORGAN STANLEY DW INC. (ANNAPOLIS MD)
NY
06/25/2002 - 10/11/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
01/20/1997 - 03/18/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/20/1997 - 03/18/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 06/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Cote is the right advisor for you? Invested Better is here to help.
