Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Guadarrama is a financial professional with over 11 years of experience in the financial services industry. Daniel has a strong background in both Broker/Dealer and Investment Advisor roles, holding Series 4, 7, 24, and 66 licenses. Daniel is currently registered as a Registered Representative with Charles Schwab & CO., Inc. and Investment Advisor Representative in California. In addition to Daniel's registration with Charles Schwab & CO., Inc., Daniel has also been previously registered with TD AMERITRADE, INC., TD AMERITRADE CLEARING, INC. and AXA ADVISORS, LLC. Daniel currently lives in Westlake, Texas and is associated with the Westlake branch office of Charles Schwab & CO., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
10/06/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CA
03/27/2012 - 12/31/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
NE
03/17/2018 - 12/31/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
CA
08/27/2008 - 09/14/2010
AXA ADVISORS, LLC (SAN DIEGO CA)
BOTH
Issued 08/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2023
Series 4 - Registered Options Principal Examination
BC
Issued 06/19/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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