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Daniel Gregory Hottel

Northwestern Mutual Investment Services, LLC

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About Daniel Gregory Hottel

Daniel Gregory Hottel is a financial professional with over 23 years of experience in the industry. Daniel currently works at Northwestern Mutual Investment Services, LLC, where he has been registered since June 2007. Daniel also has previous experience at Robert W. Baird & Co. Incorporated and The Northwestern Mutual Life Ins. Co., where he worked from September 1999 until January 2002 and January 1994 respectively. Daniel holds a variety of licenses and certifications, including Series 6, 7, 63, and 66. He is registered in 21 states.

Firm Information

Daniel Hottel is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Daniel Hottel’s Registration & Firm History

AL

06/06/2007 - Present

Northwestern Mutual Investment Services, LLC (Birmingham AL)

WI

09/14/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 01/03/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2005

Series 7 - General Securities Representative Examination

BC

Issued 09/13/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Gregory Hottel.
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