Unclaimed
Daniel Gregory Hottel is a financial professional with over 23 years of experience in the industry. Daniel currently works at Northwestern Mutual Investment Services, LLC, where he has been registered since June 2007. Daniel also has previous experience at Robert W. Baird & Co. Incorporated and The Northwestern Mutual Life Ins. Co., where he worked from September 1999 until January 2002 and January 1994 respectively. Daniel holds a variety of licenses and certifications, including Series 6, 7, 63, and 66. He is registered in 21 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
06/06/2007 - Present
Northwestern Mutual Investment Services, LLC (Birmingham AL)
WI
09/14/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 01/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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