Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Gregory Carthew is a financial advisor with Commonwealth Financial Network, located in Wheaton, Illinois. Daniel has been in the financial industry since 2012. Daniel has a Series 7, Series 6, Series 63, and Series 66 license, as well as a SIE license. Daniel's previous employers include Raymond James Financial Services, Inc., Kestra Investment Services, LLC, Federated Securities Corp., and New England Securities. Daniel specializes in retirement planning, investment planning, and college savings planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/01/2024 - Present
Commonwealth Financial Network (Wheaton IL)
IL
02/08/2021 - 07/09/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (Villa Park IL)
IL
05/28/2015 - 02/08/2021
KESTRA INVESTMENT SERVICES, LLC (VILLA PARK IL)
PA
06/29/2012 - 10/07/2014
FEDERATED SECURITIES CORP. (WARRENDALE PA)
PA
08/13/2009 - 05/05/2010
NEW ENGLAND SECURITIES (PITTSBURGH PA)
BOTH
Issued 04/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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