Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Brennan is an advisor with TD Securities (usa) LLC. Daniel has been a registered securities advisor for over 27 years, with previous experience at Cowen and Company, UBS Securities LLC and Morgan Stanley & Co. LLC. Daniel holds multiple securities licenses including Series 3, 7, 24, 63, 86 and 87, as well as the SIE. Daniel is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/05/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
10/06/2021 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
02/20/2018 - 10/21/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
09/19/1996 - 05/01/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 02/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/16/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/25/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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