Unclaimed
Daniel Graz is a registered representative with Axos Clearing LLC and has been in the securities industry for over two years. Daniel is registered in Nebraska, and holds the Series 7TO, Series 63, and SIE licenses. Daniel was previously registered with TD Ameritrade, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
01/09/2023 - Present
Axos Clearing LLC (Omaha NE)
NE
02/02/2021 - 12/22/2022
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 02/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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