Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Gong is a financial professional who has been in the industry since 2006. Daniel is currently registered with Charles Schwab & CO., Inc. and previously worked for TD Ameritrade, Inc., Scottrade, Inc., Franklin/Templeton Distributors, Inc. and WAMU Investments, Inc. Daniel holds licenses to sell securities in Arizona, California, Delaware, Hawaii, Illinois, Massachusetts, New York, Oregon, Puerto Rico, Texas, Utah, and Washington. Daniel also has a Series 6, Series 7, Series 63 and Series 66. Daniel is a financial planner and offers financial planning services to individuals and businesses. Daniel's primary office is located in Cupertino, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Cupertino CA)
CA
02/26/2018 - 06/12/2024
TD AMERITRADE, INC. (Cupertino CA)
CA
10/28/2008 - 02/26/2018
SCOTTRADE, INC. (CUPERTINO CA)
CA
01/18/2008 - 06/25/2008
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
01/18/2008 - 06/25/2008
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC. (SAN MATEO CA)
CA
07/26/2005 - 12/06/2007
WAMU INVESTMENTS, INC. (PALO ALTO CA)
BOTH
Issued 02/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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