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Daniel Giegerich

ALT Fund Distributors LLC

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About Daniel Giegerich

Daniel Giegerich is a financial professional with over 18 years of experience in the industry. He currently works for Alt Fund Distributors LLC. Daniel has held previous roles at American Century Investment Services Inc., Ascensus Broker Dealer Services, LLC, Ascensus Financial Services, LLC., Prudential Investment Management Services LLC, ING Financial Advisors, LLC, ING Investment Advisors, LLC and ADP Broker-Dealer, Inc..

Firm Information

Daniel Giegerich is currently registered with ALT Fund Distributors LLC. ALT Fund Distributors LLC is a Limited Liability Company formed in December 2007. The firm is registered in all 50 states and the District of Columbia and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Giegerich’s Registration & Firm History

NY

04/17/2023 - Present

ALT Fund Distributors LLC (NEW YORK NY)

MO

03/10/2022 - 09/20/2022

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

MA

03/17/2020 - 02/24/2022

ASCENSUS BROKER DEALER SERVICES, LLC (NEWTON MA)

MA

10/19/2018 - 07/29/2019

ASCENSUS BROKER DEALER SERVICES, LLC (NEWTON MA)

NJ

10/08/2018 - 10/19/2018

ASCENSUS FINANCIAL SERVICES, LLC. (Cranbury NJ)

NJ

05/05/2010 - 06/25/2018

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

09/05/2008 - 04/30/2010

ING FINANCIAL ADVISERS, LLC (SOMERSET NJ)

CT

12/12/2007 - 09/03/2008

ING INVESTMENT ADVISORS, LLC (WINDSOR CT)

NJ

03/14/2003 - 07/19/2007

ADP BROKER-DEALER, INC. (ROSELAND NJ)

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Licenses & Designations

BC

Issued 04/24/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Giegerich.
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