Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Sullivan is a financial professional with over a decade of experience in the securities industry. Daniel has a strong background in investment management and financial planning, working with clients across various financial needs. Daniel currently works as a registered representative at Wedbush Securities Inc. Daniel has previously held positions at J.P. Morgan Securities LLC and Sanford C. Bernstein & Co., LLC. Daniel's expertise includes advising individuals, high-net-worth individuals, corporations, and charitable organizations on investment strategies and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
02/11/2021 - Present
Wedbush Securities Inc. (Clyde Hill WA)
WA
01/13/2014 - 03/02/2021
J.P. MORGAN SECURITIES LLC (SEATTLE WA)
WA
08/24/2010 - 01/16/2014
SANFORD C. BERNSTEIN & CO., LLC (SEATTLE WA)
BOTH
Issued 06/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/22/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 06/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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