Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Lavin is an investment advisor representative with First Trust Advisors LP. Daniel has been in the industry since 1987 and has a Series 7, Series 63, and Series 65 licenses. First Trust Advisors LP is a Registered Investment Advisor firm that offers portfolio management services to individuals, investment companies, and pooled investment vehicles. Daniel specializes in providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
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2
IL
11/04/2011 - Present
First Trust Advisors LP (WHEATON IL)
IL
04/01/1998 - 05/04/1998
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
NE
08/07/1996 - 04/01/1998
LAUGHLIN GROUP ADVISORS, INC. (LINCOLN NE)
MN
07/30/1996 - 08/02/1996
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
RI
03/07/1994 - 07/11/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IL
11/25/1991 - 03/10/1994
NIKE SECURITIES L.P. (WHEATON IL)
IL
05/16/1990 - 10/01/1991
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
IL
05/13/1987 - 05/05/1989
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
NA
05/09/1986 - 02/01/1988
SHATKIN FINANCIAL SERVICES, INC.
IA
Issued 10/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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