Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Braun is a financial advisor who has been working in the industry since 2012. Daniel is currently registered with Schwab Wealth Advisory, INC. and has held previous positions with WELLS FARGO CLEARING SERVICES, LLC, HULL TRADING COMPANY, L.L.C., RODMAN & RENSHAW INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC ONE WISCONSIN INVESTMENT SERVICES CORPORATION and OFFERMAN & CO., INC. Daniel is also registered in 27 states. Daniel's specializations include providing financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
AZ
01/04/2022 - Present
Schwab Wealth Advisory, Inc. (Phoenix AZ)
WI
04/06/2016 - 02/14/2017
WELLS FARGO CLEARING SERVICES, LLC (MENOMONEE FALLS WI)
NA
06/07/1994 - 12/31/1997
HULL TRADING COMPANY, L.L.C.
IL
04/17/1991 - 07/25/1991
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
08/03/1989 - 04/10/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/01/1987 - 07/17/1989
BANC ONE WISCONSIN INVESTMENT SERVICES CORPORATION
NA
02/24/1987 - 06/24/1987
OFFERMAN & CO., INC.
BOTH
Issued 8/28/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/2/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/29/1988
Series 4 - Registered Options Principal Examination
BC
Issued 4/6/2016
Series 7 - General Securities Representative Examination
BC
Issued 9/22/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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