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Daniel Gerard Braun

Schwab Wealth Advisory, Inc.

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About Daniel Gerard Braun

Daniel Braun is a financial advisor registered with Schwab Wealth Advisory, Inc. Daniel has been working in the financial services industry since 2012. Daniel has worked at several firms, including Wells Fargo Clearing Services, LLC, Hull Trading Company, L.L.C., Rodman & Renshaw Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC ONE WISCONSIN INVESTMENT SERVICES CORPORATION, and Offerman & Co., INC. Daniel holds a Series 3, Series 4, Series 7, and Series 66 license. Daniel is registered with the state of Arizona and Texas.

Firm Information

Daniel Braun is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Daniel Braun’s Registration & Firm History

AZ

01/04/2022 - Present

Schwab Wealth Advisory, Inc. (Phoenix AZ)

WI

04/06/2016 - 02/14/2017

WELLS FARGO CLEARING SERVICES, LLC (MENOMONEE FALLS WI)

NA

06/07/1994 - 12/31/1997

HULL TRADING COMPANY, L.L.C.

IL

04/17/1991 - 07/25/1991

RODMAN & RENSHAW INC. (CHICAGO IL)

NY

08/03/1989 - 04/10/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

07/01/1987 - 07/17/1989

BANC ONE WISCONSIN INVESTMENT SERVICES CORPORATION

NA

02/24/1987 - 06/24/1987

OFFERMAN & CO., INC.

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Licenses & Designations

BOTH

Issued 08/28/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/02/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/1988

Series 4 - Registered Options Principal Examination

BC

Issued 04/06/2016

Series 7 - General Securities Representative Examination

BC

Issued 09/22/1988

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Gerard Braun.
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