Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Gerald Luis is a financial advisor who has been in the industry since 2004. Daniel is currently registered with Bluerock Capital Markets LLC and has a Series 7, Series 26 and Series 63 license. Daniel's previous employers include SHOPOFF SECURITIES, INC., GRIFFIN CAPITAL SECURITIES, LLC, METLIFE INVESTORS DISTRIBUTION COMPANY and A. G. EDWARDS & SONS, INC.. Daniel is registered in California, Delaware, District of Columbia, Maryland, Pennsylvania, Virginia and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/22/2018 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
CA
09/12/2017 - 02/23/2018
SHOPOFF SECURITIES, INC. (IRVINE CA)
CA
11/10/2014 - 09/15/2017
GRIFFIN CAPITAL SECURITIES, LLC (IRVINE CA)
CA
02/09/2005 - 04/08/2014
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
MO
11/13/2003 - 01/24/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 01/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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