Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Simon is a financial advisor with Charles Schwab & Co., Inc. Daniel has been a registered representative in the financial services industry for over 10 years. Daniel currently holds a Series 7, Series 63, and Series 66. Daniel worked for AXA Advisors, LLC before joining Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
OH
07/22/2020 - Present
Charles Schwab & CO., Inc. (Richfield OH)
OH
11/28/2012 - 06/23/2017
CHARLES SCHWAB & CO., INC. (RICHFIELD OH)
OH
11/08/2011 - 10/11/2012
AXA ADVISORS, LLC (JEFFERSON OH)
BOTH
Issued 06/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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