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Daniel George Gavagan

Assetmark Brokerage, LLC

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About Daniel George Gavagan

Daniel Gavagan is a financial advisor with Assetmark Brokerage, LLC. He is registered with FINRA and the state of Arizona. Daniel has a strong background in the financial services industry, having worked as a registered representative at CHARLES SCHWAB & CO., INC. for nearly 8 years before joining Assetmark Brokerage, LLC.

Firm Information

Daniel Gavagan is currently registered with Assetmark Brokerage, LLC. Assetmark Brokerage, LLC is a Limited Liability Company formed in 2013 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Gavagan’s Registration & Firm History

AZ

08/06/2024 - Present

Assetmark Brokerage, LLC (Phoenix AZ)

AZ

03/28/2016 - 01/10/2024

CHARLES SCHWAB & CO., INC. (Phoenix AZ)

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Licenses & Designations

BC

Issued 05/06/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/03/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel George Gavagan.
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