Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Gene Witham has been in the financial industry since November 1991. Daniel is currently registered as an investment advisor representative with LPL Financial LLC and has held various positions in the financial industry prior to joining LPL in June 2008. Daniel's experience includes serving as a registered representative with Raymond James Financial Services, Inc., Cambridge Investment Research, Inc., UVEST Financial Services Group, Inc., Century Securities Associates, Inc., Royal Alliance Associates, Inc., Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Daniel is licensed to offer investment advice in several states, including Oklahoma, Texas, Arizona, Arkansas, California, Colorado, Florida, Illinois, Kansas, Kentucky, Massachusetts, Missouri, Nebraska, Nevada, New York, North Carolina, Ohio, Oregon, Pennsylvania, Utah, Virginia, West Virginia, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
07/02/2009 - Present
LPL Financial LLC (TULSA OK)
OK
06/29/2006 - 06/06/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (TULSA OK)
OK
02/09/2006 - 07/10/2006
CAMBRIDGE INVESTMENT RESEARCH, INC. (TULSA OK)
NC
08/24/2004 - 02/17/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MO
04/16/2004 - 08/25/2004
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
AZ
05/23/2003 - 03/30/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
04/08/1996 - 12/10/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/05/1991 - 04/16/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/16/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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