Unclaimed
Daniel Gavagni is a registered representative with Bofa Securities, Inc. Daniel has been in the financial industry since February 21, 2017. Daniel has been with Bofa Securities, Inc. since May 10, 2019. Previously, Daniel worked for MERRILL LYNCH PROFESSIONAL CLEARING CORP., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, OSCAR GRUSS & SON INCORPORATED, and UBS SECURITIES LLC. Daniel is registered to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Daniel holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
12/06/2022 - 08/14/2023
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
11/09/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/16/2015 - 02/01/2016
OSCAR GRUSS & SON INCORPORATED (NEW YORK NY)
NY
12/20/2013 - 06/20/2014
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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