Unclaimed
Daniel Garcia is a financial advisor with Cetera Advisor Networks LLC. Daniel has been in the industry since January 6, 2020 and holds the Series 7TO, Series 63, Series 10, and Series 9 licenses. Daniel was previously registered with CHARLES SCHWAB & CO., INC. and is currently registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/06/2024 - Present
Cetera Advisor Networks LLC (AUSTIN TX)
TX
09/13/2019 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Austin TX)
BC
Issued 10/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/11/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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