Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Galen Brooks is a financial advisor with Thrivent Investment Management Inc., a firm with over 14.8 billion dollars in assets under management. Daniel has been in the industry for over 24 years, and has extensive experience in financial planning and portfolio management for individuals. Daniel's previous roles include positions at Riversource Distributors, Inc., Ameriprise Financial Services, Inc., IDS Life Insurance Company, and CFS Brokerage Corp. Daniel has worked in both Appleton, Wisconsin and Minneapolis, Minnesota. Daniel has a Series 6, Series 7, Series 24, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
10/19/2011 - Present
Thrivent Investment Management Inc. (APPLETON WI)
MN
01/01/2007 - 12/31/2010
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
08/06/1998 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/06/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/28/1997 - 06/25/1998
CFS BROKERAGE CORP. (NEW YORK NY)
BC
Issued 04/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Brooks is the right advisor for you? Invested Better is here to help.
