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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Gaines is a financial advisor who has been in the industry since May 6, 2000. Daniel Gaines is currently registered with Osaic Wealth, Inc. and has been with this firm since August 23, 2022. Prior to that, Daniel Gaines was registered with LPL FINANCIAL LLC from May 27, 2020 to August 11, 2022. Daniel Gaines is a Series 7, 24, 63, and 65 licensed financial advisor. Daniel Gaines specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/23/2022 - Present
Osaic Wealth, Inc. (PORT ST LUCIE FL)
FL
05/27/2020 - 08/11/2022
LPL FINANCIAL LLC (BOCA RATON FL)
FL
08/10/2017 - 07/16/2020
WELLS FARGO CLEARING SERVICES, LLC (VERO BEACH FL)
FL
07/31/2015 - 02/06/2017
SECURITIES AMERICA, INC. (PORT ST. LUCIE FL)
FL
04/20/2015 - 08/04/2015
FINTEGRA, LLC (Fort Pierce FL)
FL
07/17/2014 - 04/10/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORT SAINT LUCIE FL)
FL
10/12/2012 - 07/10/2014
INVEST FINANCIAL CORPORATION (STUART FL)
FL
08/31/2011 - 08/13/2012
PNC INVESTMENTS (PALM CITY FL)
FL
05/27/2011 - 08/19/2011
WELLS FARGO ADVISORS, LLC (STUART FL)
FL
08/12/1999 - 06/09/2011
SUNTRUST INVESTMENT SERVICES, INC. (PORT ST. LUCIE FL)
IA
Issued 07/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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