Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Gabriel Serna is an investment advisor representative with United Planners' Financial Services of America A Limited Partner. Daniel is a Registered Representative and Investment Advisor Representative with over 8 years of experience in the financial services industry. Daniel specializes in working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Daniel is also a registered Investment Advisor Representative in New Mexico and Ohio. In addition to providing financial advice, Daniel is also an active coach and president of the New Mexico Chess Organization.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
01/22/2025 - Present
United Planners' Financial Services OF America A Limited Partner (ALBUQUERQUE NM)
IA
Issued 04/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Serna is the right advisor for you? Invested Better is here to help.
