Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Wolpert is a financial professional with over a decade of experience in the industry. Daniel is currently registered with Sixth Street BD, LLC. Daniel has held prior roles at SG Americas Securities, LLC, CLSA Americas, LLC, Credit Agricole Securities (USA) Inc., GHS TRADING LLC, Global Hunter Securities, LLC, Credit Agricole Cheuvreux North America, Inc., Cantor Fitzgerald & Co. Daniel holds a number of securities licenses, including Series 7, Series 24, Series 63, Series 87 and Series 99TO. Daniel is registered to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/19/2020 - Present
Sixth Street BD, LLC (New York NY)
NY
06/24/2016 - 08/03/2020
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
05/24/2013 - 06/07/2016
CLSA AMERICAS, LLC (NEW YORK NY)
NY
05/09/2013 - 09/06/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
01/16/2013 - 05/08/2013
GHS TRADING LLC (NEW YORK NY)
NY
09/24/2012 - 05/08/2013
GLOBAL HUNTER SECURITIES, LLC (NEW YORK NY)
NY
05/20/2011 - 09/19/2012
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)
NY
04/18/2011 - 09/19/2012
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
11/12/2008 - 04/15/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 01/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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