Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel G. Serrao is a financial professional with over 20 years of experience in the industry. Daniel is currently registered with J.P. Morgan Securities LLC and has held previous roles with HSBC Securities (USA) Inc. and J.P. Morgan Securities Inc. Daniel is licensed to provide financial advice in all 50 states and the District of Columbia. Daniel is a Series 7, 24, 63, and 79 licensed professional. Daniel specializes in providing financial advice to individuals, corporations, and institutions. Daniel is a member of the Financial Industry Regulatory Authority (FINRA) and is committed to providing ethical and professional financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
12/18/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
10/05/2004 - 04/24/2008
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
05/31/1996 - 09/21/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 12/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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