Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Rothschild has been a financial advisor for over 27 years. Daniel currently works at Ameriprise Financial Services, LLC and has also previously worked at Morgan Stanley and Citigroup Global Markets Inc. Daniel has a Series 7, 3, 63, 65, and SIE license and is registered to sell securities in 29 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/08/2018 - Present
Ameriprise Financial Services, LLC (Sarasota FL)
CA
06/01/2009 - 10/09/2018
MORGAN STANLEY (WALNUT CREEK CA)
CA
04/27/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WALNUT CREEK CA)
CA
08/19/1996 - 05/10/2007
CITIGROUP GLOBAL MARKETS INC. (WALNUT CREEK CA)
NY
05/03/1995 - 02/12/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MN
12/14/1994 - 03/15/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/14/1994 - 03/15/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 08/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1996
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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