Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Raupp is a financial advisor with Stifel, Nicolaus & Company, Inc. Daniel has over 30 years of experience in the financial services industry. Daniel has experience with a wide range of investment products and services, including mutual funds, stocks, bonds, and options. Daniel is registered with the Securities and Exchange Commission (SEC) and holds the Series 7, 31, 55, 57, and 63 licenses. Daniel is also a registered investment advisor (RIA) and holds the Series 65 license. Daniel is committed to providing his clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/19/2019 - Present
Stifel, Nicolaus & Company, Inc. (BARRINGTON IL)
IL
06/01/2009 - 11/18/2019
MORGAN STANLEY (BARRINGTON IL)
IL
09/14/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BARRINGTON IL)
IL
12/14/2005 - 09/17/2007
HARRIS INVESTOR SERVICES, INC. (BARRINGTON IL)
NJ
05/01/2002 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
WA
09/25/2001 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
TX
07/20/2001 - 08/08/2001
PROTRADER TRADING, L.L.C. (AUSTIN TX)
TX
04/11/2001 - 08/08/2001
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
NY
06/01/1995 - 04/10/2001
QUICK & REILLY, INC. (NEW YORK NY)
IL
04/25/1994 - 06/21/1995
MESIROW FINANCIAL, INC. (CHICAGO IL)
NY
05/07/1990 - 04/26/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
08/22/1989 - 05/24/1990
CENTURY FINANCIAL SECURITIES, INC.
NA
12/20/1989 - 05/07/1990
BISHOP SECURITIES, INC.
IA
Issued 11/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/13/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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