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Daniel G Hayes

Fnex Capital, LLC

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About Daniel G Hayes

Daniel Hayes has been in the financial services industry since August 2012. He is currently registered with Fnex Capital, LLC. Daniel has held previous positions at Sanctuary Securities, Inc., Charles Schwab & Co., Inc., and Edward Jones. He is a Series 3, 4, 7, 9, 10, 24, 66 licensed professional. Daniel Hayes has a professional focus on providing financial advice in Indiana.

Firm Information

Daniel Hayes is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Hayes’s Registration & Firm History

IN

04/12/2022 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

IN

07/13/2021 - 04/08/2022

SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)

IN

02/12/2013 - 07/22/2021

CHARLES SCHWAB & CO., INC. (Indianapolis IN)

MO

07/20/2012 - 01/07/2013

EDWARD JONES (ST LOUIS MO)

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Licenses & Designations

BOTH

Issued 08/08/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/12/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/28/2016

Series 4 - Registered Options Principal Examination

BC

Issued 10/09/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/02/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2017

Series 3 - National Commodity Futures Examination

BC

Issued 07/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel G Hayes.
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