Unclaimed
Daniel Hayes has been in the financial services industry since August 2012. He is currently registered with Fnex Capital, LLC. Daniel has held previous positions at Sanctuary Securities, Inc., Charles Schwab & Co., Inc., and Edward Jones. He is a Series 3, 4, 7, 9, 10, 24, 66 licensed professional. Daniel Hayes has a professional focus on providing financial advice in Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
04/12/2022 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
IN
07/13/2021 - 04/08/2022
SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)
IN
02/12/2013 - 07/22/2021
CHARLES SCHWAB & CO., INC. (Indianapolis IN)
MO
07/20/2012 - 01/07/2013
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 08/08/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/28/2016
Series 4 - Registered Options Principal Examination
BC
Issued 10/09/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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