Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Chen is a registered representative with Moelis & Co. LLC. Daniel has been in the securities industry since August 2018. Daniel holds the Series 79, Series 7TO and Series 63 licenses, and has passed the SIE exam. Daniel is registered to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/04/2018 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
BC
Issued 03/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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