Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Friedman is a financial professional with over 18 years of experience in the industry. Daniel is currently registered with D.a. Davidson & Co., a leading financial services firm, and works out of the Irvine office. Daniel previously worked with B. Riley & Co., LLC, FBR Capital Markets & Co., Wunderlich Securities, Inc., Roth Capital Partners, LLC, and Goldman, Sachs & Co. Daniel is a Series 7, Series 63, Series 79TO, and SIE licensed professional. Daniel specializes in various investment strategies for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/08/2017 - Present
D.a. Davidson & Co. (IRVINE CA)
CA
08/11/2017 - 10/02/2017
B. RILEY & CO., LLC (Newport Beach CA)
CA
07/10/2017 - 10/02/2017
FBR CAPITAL MARKETS & CO. (Newport Beach CA)
CA
06/06/2014 - 10/02/2017
WUNDERLICH SECURITIES, INC. (Newport Beach CA)
CA
02/19/2007 - 06/10/2014
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
NY
08/16/2004 - 08/07/2006
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 03/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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