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Daniel Frederick Grimm

Northwestern Mutual Investment Services, LLC

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About Daniel Frederick Grimm

Daniel Grimm is a financial advisor with Northwestern Mutual Investment Services, LLC. Daniel has been in the financial industry since 1990. He has a wide range of experience and expertise, holding Series 6, 7, and 63 licenses. Daniel is also a licensed insurance agent and holds his Series 66 license, which allows him to advise on both securities and insurance products. Daniel provides a range of financial services to clients, including investment research, referrals to other advisors, and asset management. He has worked at Robert W. Baird & Co. Incorporated in the past. Daniel is registered to provide financial services in a number of states.

Firm Information

Daniel Grimm is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Daniel Grimm’s Registration & Firm History

IN

05/29/1990 - Present

Northwestern Mutual Investment Services, LLC (EVANSVILLE IN)

WI

02/19/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 03/26/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/06/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/25/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Frederick Grimm.
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