Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Frank Trerotola is a financial advisor currently registered with LPL Financial LLC, providing financial guidance to clients in WEST DES MOINES, IA. Daniel has been in the financial industry since 1978 and has held previous registrations with firms such as Waddell & Reed, LPL Financial LLC, Wachovia Securities, Inc., A. G. Edwards & Sons, Inc., Advest, Inc., Legg Mason Wood Walker, Incorporated, Legg Mason Masten Inc., Janney Montgomery Scott Inc., Laidlaw Adams & Peck Inc., Cralin & Co., Inc., Oppenheimer & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and First Investors Corporation. Daniel's commitment to his clients is evident in his extensive experience and the range of services he offers, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
01/20/2016 - Present
LPL Financial LLC (WEST DES MOINES IA)
IA
05/10/2013 - 11/17/2015
WADDELL & REED (W. DES MOINES IA)
IA
01/17/2003 - 05/21/2013
LPL FINANCIAL LLC (WEST DES MOINES IA)
MO
10/08/1999 - 01/17/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
MO
11/17/1994 - 10/15/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CT
07/10/1990 - 12/15/1994
ADVEST, INC. (HARTFORD CT)
MD
11/03/1987 - 07/12/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
01/28/1986 - 11/04/1987
LEGG MASON MASTEN INC.
NA
08/20/1985 - 01/20/1986
JANNEY MONTGOMERY SCOTT INC.
NA
05/09/1985 - 07/22/1985
LAIDLAW ADAMS & PECK INC.
NA
09/06/1984 - 04/08/1985
CRALIN & CO., INC.
NA
07/09/1982 - 08/31/1984
LAIDLAW ADAMS & PECK INC
NA
09/11/1980 - 07/13/1982
OPPENHEIMER & CO., INC.
NA
05/24/1979 - 09/29/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/24/1978 - 03/15/1980
FIRST INVESTORS CORPORATION
IA
Issued 03/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1979
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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