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Daniel Francis Ribaudo

National Financial Services LLC

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About Daniel Francis Ribaudo

Daniel Ribaudo is a financial advisor with National Financial Services LLC in Jersey City, New Jersey. Daniel is a registered representative with FINRA and holds the Series 7 and Series 66 licenses. Daniel has been in the financial industry since 2007. Prior to joining National Financial Services LLC, Daniel was employed by Pershing LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Daniel Ribaudo is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Ribaudo’s Registration & Firm History

NJ

03/12/2015 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

11/02/2007 - 02/17/2015

PERSHING LLC (JERSEY CITY NJ)

NY

08/29/2007 - 10/29/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Francis Ribaudo.
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