Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Francis Ohara is an Investment Advisor Representative for Empower Advisory Group, LLC, a firm with offices in Wilmington, NC and Greenwood Village, CO. Daniel has been in the financial services industry since 1996. Daniel has a Series 7, 63, 55, and SIE registration. He is also registered with the state of North Carolina as an Investment Advisor Representative. Daniel specializes in providing financial planning, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
07/21/2022 - Present
Empower Advisory Group, LLC (Wilmington NC)
CT
06/19/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
CT
12/05/2016 - 06/12/2020
PRUCO SECURITIES, LLC. (SHELTON CT)
CT
05/07/2013 - 09/26/2014
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
NY
06/14/2011 - 10/03/2011
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
09/01/2010 - 03/09/2011
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
CT
07/13/2009 - 08/24/2010
ACCESS SECURITIES, LLC (STAMFORD CT)
CT
06/05/2008 - 10/28/2008
JESUP & LAMONT SECURITIES CORP (STAMFORD CT)
CT
09/15/2000 - 04/04/2008
J GIORDANO SECURITIES GROUP (STAMFORD CT)
NJ
02/18/1999 - 08/03/2000
FIRST BROKERS SECURITIES, INC. (JERSEY CITY NJ)
NY
01/24/1996 - 02/22/1999
LIBERTY PATRIOT SECURITIES INC. (NEW YORK NY)
NY
03/15/1991 - 01/24/1996
GARBAN CORPORATES GP (NEW YORK NY)
IA
Issued 08/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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