Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel McCooey is a financial advisor with over 27 years of experience in the industry. Daniel holds Series 3, 7, 14, 24, 55, 57TO and SIE licenses and is registered in New York and Utah. Daniel is currently employed by Third Seven Capital LLC, located in New York, NY. Daniel has previously held positions at CONCEPT CAPITAL MARKETS, LLC, WEEDEN & CO.L.P. and SALOMON SMITH BARNEY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/10/2015 - Present
Third Seven Capital LLC (NEW YORK NY)
NY
04/10/2014 - 03/11/2015
CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)
CT
09/30/2002 - 08/30/2012
WEEDEN & CO.L.P. (GREENWICH CT)
NY
06/30/1993 - 09/27/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 05/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/25/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/18/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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